Hermite (1822-1901) ( e ) and Lindemann (1852-1939) ( Pi )

While it is true that Liouville gave, with proof (how else!), the first examples of transcendental numbers, it would - I believe - be generally accepted that the first example of a seriously beautiful transcendental number is due to Charles Hermite, with his proof of the transcendence of e , in 1873. (One can only imagine how delighted he must have felt to know , with complete certainty (in so far as such a thing exists), that Euler's number, e , is not a solution of any polynomial equation with integer coefficients, with non-zero leading coefficient.)

His proof is actually quite simple from a technical point of view (it only required genius to frame it!), and can be easily followed. Here I present only the ideas behind his proof (the interested reader may follow the complete details by reading elsewhere, or in my Manchester 1972-1973 notes when I eventually put them up at my web site).

Basic idea of Hermite's proof of the transcendence of e . Suppose that e is algebraic. Then

a[m]*e^m+a[m-1]*e^(m-1)+`...`+a[1]*e+a[0] = 0 ... (i)

for some integers a[m], a[m-1], `...`+a[1], a[0] , with a[m] <> 0 .

Hermite's idea was to replace every power of e in (i) with simultaneous rational approximations (meaning they have the same denominator) of a very special kind ; he showed how to construct single-variable rational number approximations F(m)/F(0), F(m-1)/F(0), `...`, F(1)/F(0) (with increasingly large common denominator F(0) ) to the numbers e^m, e^(m-1), `...`, e , such that (i) became

a[m]*(F(m)/F(0)+epsilon[m])+a[m-1]*(F(m-1)/F(0)+eps...

namely

a[m]*F(m)+a[m-1]*F(m-1)+`...`+a[1]*F(1)+a[0]*F(0)
+
F(0)*a[m]*epsilon[m]+F(0)*a[m-1]*epsilon[m-1]+`...`... ... (ii)

Hermite was able to arrange the rational approximations in such a way that not only are all the epsilons

small , and become increasingly smaller as F(0) is made increasingly large (in itself that is an entirely trivial matter in a general setting: choose any m real numbers alpha[1], alpha[2], `...`, alpha[m] , and any denominator q (and think of q as being made larger and larger), then each of those alpha 's is either a rational number with denominator q , or lies between two consecutive rational numbers with denominator q . Thus there are rational numbers f(1)/q, f(2)/q, `...`, f(m)/q that are simultaneous rational approximations to alpha[1], alpha[2], `...`, alpha[m] , with, in each case, an error term at most 1/q ), but so small that every one of F(0)*epsilon[m], F(0)*epsilon[m-1], `...`, F(0)*eps... is small , and become increasingly smaller as F(0) is made increasingly large.

You should now see how (ii) reads : it looks like (an integer, which varies) + (something small, that's getting smaller) = 0. That, however, would be impossible if only one could arrange matters so that the 'integer' is non-zero. In short, that's what Hermite did, but it in a quite complicated way... It was greatly simplified (by Klein?) with an ad hoc piece of trickery: arrange for ( a[m]*F(m)+a[m-1]*F(m-1)+`...`+a[1]*F(1)+a[0]*F(0) )

to be non-zero by choosing a prime number p that does not divide a[0] , and arrange the approximations such that p does not divide the denominator F(0), but does divide every one of the numerators F(m), F(m-1), `...`, F(1) .

A novice reader should seek out the actual detailed proof. Some versions are not for the faint hearted; the one I first read in Hardy & Wright is quite frightful, and certainly does not aim to enlighten. My own recollection of understanding the proof for the first time was reading my school-bought copy of Felix Klein's (Dover edition, which I've lost) Arithmetic ; that doesn't seem to be available anymore. I had hoped to type up my Manchester hand-written notes in time for this talk, but that will have to wait. Interested readers ought to find they follow the proof I gave there.

_________

Pi is so well known to everyone that it would not be sensible for me to write about it here. The following are classic, and well known: area of a circle ( A = Pi*r^2 ), circumference of a circle ( C = 2*pi*r ), volume of a sphere

( V = 4*Pi*r^3/3 ), surface area of a sphere ( S = 4*Pi*r^2 ), etc

  • zeta(2) := Sum(1/(n^2),n = 1 .. infinity) = 1/(1^2)+1/(2^2)+1/... + ... , equals Pi^2/6 , as was first proved by Euler.

> restart;
sum(1/n^2, n = 1..infinity);

1/6*Pi^2

>

If you aren't familiar with what a CAS - like Maple - can do, I hope you are impressed with that last evaluation!

  • the probability (properly defined) that two random integers have greatest common divisor equal to 1 is 6/(Pi^2)
    (related to the previous infinite sum)
  • the zeroes of the function of a complex variable sin( z ), with infinite series expansion

    Sum((-1)^(n+1)*z^(2*n-1)/(2*n-1)!,n = 1 .. infinity... + ...

    are ...
    -4*Pi, -2*Pi, 0, 2*Pi, 4*Pi, 6*Pi , ...

The great Siegel began his classic 1949 Princeton University Press on Transcendental Numbers by writing The most widely known result on transcendental numbers is the transcendency of Pi proved by Lindemann in 1882.

If one is acquainted with the classic Greek ruler-and-compass construction problems (sadly not a topic that our modern school pupils are exposed to...) of the duplication of the cube, the trisection of a general angle, and the squaring of the circle, then one will know that a solution of the latter reduces to knowing whether or not Pi is not just algebraic, but is algebraic of a very particular kind...

I think I should be frank and admit that there is no easy proof that Pi is transcendental. I did include a fairly clear proof of it in my Manchester 1972-73 course, and hope in time to put it up in the transcendental numbers corner of my web site. I will merely record that the honour of first proving its transcendence goes to Lindemann (1882), and recommend that interested readers consider obtaining a copy of the delightful Pi : A Source Book (see References).

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After August 31st 2007 please use the following Gmail address: jbcosgrave at gmail.com


This page was last updated 18 February 2005 15:09:58 -0000